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What strategies are available for requiring professionals to fulfill their professional duties when these run counter...

What strategies are available for requiring professionals to fulfill their professional duties when these run counter to the interest of their employers? Should a principle of "buyer beware" be the standard in the financial advisory and financial services industries? Why or why not?

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Answer #1

To answer your Q, it is about the professional ethics, the people will work for the employers. the rule of Honesty and Loyalty. As a person he should be honest and Loyal to the employers and he should be anything unethical towards the work. it will include the unethical towards the country law.

The principle of Buyer beware, as most of financial institutions are regulated by Governments itselfs or they follow the guidelines of them, which inturn protects the Customers

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